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Working Rules for Internal Complaints Committee In pursuance of the Sexual Harassment
of Women at Workplace (Prevention, Prohibition and Redressal) Act 2013 and the Rules
framed there under, the Institute hereby adopts the following procedure for
determining complaints filed to the Internal Complaints Committee (ICC) constituted
under the Act. The procedure complies with the basic principles of natural justice and
fair play and has to be adhered to in all complaints, though, in individual
complaints, for reasons to be stated in writing, the ICC reserves the right to make
exceptions to the procedure stated hereunder.
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1. Any aggrieved woman may make, in writing, a complaint of sexual harassment at work
place to the ICC, within a period of three months from the date of incident and in
case of a series of incidents, within a period of three months from the date of last
incident. 6 copies of a written complaint should be submitted to the Committee or any
of its members along with a list of witnesses and supporting documents. Additional
documents and list of witnesses can be submitted to ICC at a later stage during the
proceeding. Provided that where such complaint cannot be made in writing, the
Presiding Officer or any other member of the ICC shall render all reasonable
assistance to the woman for making the complaint in writing. Provided further that the
ICC for the reasons to be recorded in writing, can extend the time limit not exceeding
three months, if it is satisfied that the circumstances were such which prevented the
woman from filing a complaint within the said period.
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2. Any complaint received by the members should be immediately forwarded to the
Presiding Officer, and this must be notified to other committee members at the
earliest and not later than 3 days and a meeting should be called for discussing the
matter.
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3. The Committee shall discuss and decide on its jurisdiction to deal with the case or
reject the complaint prima facie and recommend to the Institute that no action is
required to be taken in the matter.
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4. Notice shall be issued to the respondent within 7 working days of receipt of the
complaint and 10 working days shall be given for submission of reply (along with the
list of witnesses and documents.)
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5. The Committee will provide assistance to the aggrieved woman, if she so chooses, to
file a police complaint in relation to an offence under Indian Penal Code.
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6. The Committee may, before initiating an inquiry, at the request of the aggrieved
woman, take steps to settle the matter between her and the respondent through
conciliation.
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7. No monetary settlement shall be made as the basis of conciliation. Where a
settlement has been arrived at, the ICC shall record the settlement so arrived and
forward the same to the employer for necessary compliance.
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8. The Committee shall provide the copies of the settlement as recorded under (7) to
the aggrieved woman and the respondent. Where a settlement is arrived at, no further
inquiry shall be conducted by the ICC.
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9. If conciliation is found to be not feasible, notice will be issued to both parties
for hearing.
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10. The Committee may direct the Registrar to ensure the safety and protection of the
aggrieved woman if and when required.
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11. As an interim measure, ICC may recommend a) the transfer of the aggrieved woman or
the respondent to another section or Department as deemed fit by the Committee. b)
grant leave to the aggrieved woman upto a period of three months or : c) restrain the
respondent from exercising any administrative authority or supervision or academic
evaluation of the aggrieved woman. d) grant such other relief to the aggrieved woman
as the case may require.
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12. The Committee shall proceed to make inquiry into the complaint in accordance with
the provisions of the service rules applicable to the respondent considering sexual
harassment as misconduct.
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13. The Presiding Officer shall convene the first hearing of the enquiry. The
respondent, the aggrieved woman, and the witnesses shall be intimated at least 7
working days in advance in writing of the date, time and venue of the enquiry
proceedings. The subsequent proceedings may be on a day to day basis, to be decided by
ICC.
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14. The Committee shall provide reasonable opportunity to the aggrieved woman and the
respondent for presenting and defending her/his case.
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15. The Committee may at any time during the enquiry proceedings, preclude the
face-to-face examination of the respondent and the aggrieved woman and/or their
witnesses keeping in view the need to protect the aggrieved woman or the witnesses
from facing any serious health and/or safety problems
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16. The Committee may call any person to appear as a witness if it is of the opinion
that it shall be in the interest of justice. The aggrieved woman/respondent has to
submit the written reply before the committee within the specified time given.
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17. The Committee shall have the right to summon, as many times as required, the
respondent, aggrieved woman and/or any witnesses for the purpose of supplementary
testimony and/or clarifications.
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18. The Committee shall have the power to summon any official papers or documents
pertaining to the aggrieved woman as well as the respondent.
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19. The past sexual history of the aggrieved woman shall not be probed into as such
information shall be deemed irrelevant to a complaint of sexual harassment.
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20. The Committee shall have the right to terminate the enquiry proceedings and to
give an ex party decision on the complaint, should the respondent fail, without valid
ground, to be present for three consecutive hearings convened by the Presiding
Officer.
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21. The aggrieved woman and the respondent, or any one person on her/his behalf, shall
have the right to examine written transcripts of the recordings with the exclusion of
witnesses’ names and identities. Any person nominated by the aggrieved woman and/or
the respondent on her/his behalf shall be (only) either a student, or a member of the
academic or non-teaching staff. No person who has been found guilty of sexual
harassment shall be accepted as a nominee. The aggrieved woman/respondent should
inform the Presiding Officer specifically if they wish to exercise this right. The
Presiding Officer shall allow access to such documents on a specific date to be
intimated at least two days in advance to each of the parties concerned. At no point
in time, however, can the concerned parties take these documents outside the office.
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22. The aggrieved woman and the respondent shall be responsible for presenting their
witnesses before the Committee. However, if the Committee is convinced that the
absence of either of the parties to the disputes is on valid grounds, the Committee
shall adjourn that particular meeting of the Committee for a period not exceeding five
days. The meeting so adjourned shall be conducted thereafter, even if the person
concerned fails to appear for the said adjourned meeting without prior
intimation/valid ground.
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23. All proceedings of the ICC shall be recorded in writing. The record of the
proceedings and the statement of witnesses shall be endorsed by the persons concerned
as well as the committee members present in token of authenticity thereof. In case the
minutes cannot be reduced in writing the same day, as audio recording of the
proceedings may be made, and the written proceedings will be authenticated on a next
available opportunity.
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24. If the aggrieved woman desires to tender any documents by way of evidence, the
Committee can supply true copies of such documents to the respondent. Similarly, if
the respondent desires to tender any documents in evidence, the Committee shall supply
true copies of such documents to the aggrieved woman.
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25. In the event the Committee thinks that supplementary testimony is required, the
Presiding Officer shall forward to the persons concerned a summary of the proceedings
and allow for a time period of seven days to submit such testimony, in person or in
writing, to the Committee.
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26. The aggrieved woman and the respondent shall have the right of cross-examination
of all witnesses. However such cross-examination shall be conducted in the form of
written questions and responses via the Committee only. The respondent shall have no
right to directly cross-examine the aggrieved woman or her witnesses.
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27. The respondent/aggrieved woman may submit to the Committee, a written list of
questions that he/she desires to pose to the aggrieved woman/witness. The Committee
(ICC) shall retain the right to disallow any questions that it has reason to believe
to be irrelevant, mischievous, slanderous, derogatory or gender-insensitive.
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28. Amicus Curie can be called for helping the committee if and when required.
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29. After concluding its investigation, the Committee shall submit a detailed reasoned
report to the Institute.
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30. If the Committee finds no merit in the allegations, it shall report to the
Institute.
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31. In the event the Committee finds that the allegation(s) against the respondent
have been proved, it shall recommend the nature of action to be taken by the
Institute. The following actions may be recommended: a. A written apology b. Warning
c. Reprimand or censure d. Withholding of promotion e. Withholding of pay rise or
increments f. Undergoing a counseling session g. Carrying out of community service h.
Terminating the respondent from service i. Any other punishment according to the
service rules applicable to the respondent
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32. When the Committee arrives at the conclusion that the allegation against the
respondent is malicious or the aggrieved women or any other person making the
complaint has made the complaint knowing it to be false or the aggrieved women or any
other person making the complaint has produced any forged or misleading document, it
may recommend to the Institute to take action against such falsification.
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33. Nothing precludes the Institute authority from taking cognizance of any new fact
or evidence which may arise or be brought before it during the pendency of the inquiry
proceedings or even after the communication of the findings to appropriate Institute
authorities.
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34. If the allegation(s) is/are proved against the respondent, the Committee may
direct the Institute to ensure the payment of compensation to the aggrieved woman by
the respondent. The determination of compensation to the aggrieved woman shall be
decided based on the following facts: i. The mental trauma, pain, suffering and
emotional distress caused to the aggrieved woman. ii. The loss of career opportunity
due to the incident of sexual harassment. iii. Medical expenses incurred by the victim
for physical or psychiatric treatment iv. The income and financial status of the
respondent v. Feasibility of such payment in lump sum or in installments
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35. The Institute authorities will file a compliance report to the Committee within 30
days of issuance of such recommendation.
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36. ICC shall have the necessary powers to take suo motu notice of incidents of sexual
harassment and/or gender injustice in the Institute campus and act against the same in
such manner as it deems appropriate
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37. The identity of the aggrieved woman, respondent, witnesses and proceedings of the
Committee and its recommendations and the action taken by the Institute shall not be
published, communicated or made known to the public, press or media in any manner and
it will be outside the purview of the Right to Information Act, 2005.
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38. No legal practitioner will be allowed to represent either the aggrieved woman or
the respondent in proceedings before the Complaints Committee.
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39. The Committee has the powers of a civil court in the following cases i. Summoning
and enforcing the attendance of any person related to the incident. ii. Requiring the
discovery and production of any documents iii. Any other matter relating to the
incident as decided by the Committee from time to time.
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40. The aggrieved woman or respondent may prefer an appeal to the competent authority.